Informative frequency band identification for automatic extraction of impulsive components in vibration data from rotating machinery
Jacek Wodecki^{1} , Radosław Zimroz^{2} , Tomasz Barszcz^{3}
^{1, 2}Faculty of Geoengineering, Mining and Geology, Wroclaw University of Science and Technology, Na Grobli 15, 50421, Wroclaw, Poland
^{3}AGH University of Science and Technology, Krakow, Poland
^{1}Corresponding author
Vibroengineering PROCEDIA, Vol. 13, 2017, p. 109114.
https://doi.org/10.21595/vp.2017.19100
Received 10 September 2017; accepted 11 September 2017; published 26 September 2017
In this paper authors address the issue of local damage detection in rolling element bearings in the presence of nonGaussian noise. Typically damage detection problems concern the techniques of filtration, decomposition, separation, extraction etc. In such reallife cases, main difficulty lies in nonGausianity of the noise present in the operational environment, hence popular denoising techniques cannot be used. In presented article, a reallife industrial scenario will be discussed and a new approach to cyclic component extraction will be presented. Classical detection methods are often not sufficient for the task because of high energy of impulsive noise in comparison to spectral structure of the damage. Proposed method utilizes Cyclic Spectral Coherence map as twodimensional data representation, and Nonnegative Matrix Factorization as analytical tool to extract individual components.
Keywords: vibration analysis, damage detection, rolling element bearings, cyclostationarity analysis, nonnegative matrix factorization.
1. Introduction
Identification and diagnostics of damage in rotating machines is still an open subject. For such kind of analysis the most frequently used medium is vibration signal. In case of local damage, faults like cracks, pitting or breakage manifest themselves in the vibration signal as cyclic, impulsive and typically nonstationary components. It is critical to detect such anomalies in early stage of damage evolution to avoid unexpected and costly stoppages in the future. From the perspective of signal processing, the problem comes down to identification of impulsive component buried in wideband stationary background, that can consist of Gaussian noise and deterministic components, for example meshing components for gearboxes [1].
In general vibration signal needs to be preprocessed to extract socalled Signal of Interest (SOI). Such preprocessing can be performed using techniques such as bandpass filtering, wavelet decomposition [2], adaptive filtering [3], statistical modeling [4, 5], timefrequency analysis [6] or cyclostationary analysis [7, 8]. Unfortunately, in case of reallife industrial signals such classical methods of diagnostic analysis are prone to insufficient effectiveness. It is necessary to introduce specialized multidimensional representations of the data that are able to tackle the issue of frequencyrelated analysis. In relation to such representations, it is required to incorporate specialized analytical techniques that can extract information in a different way.
In presented paper authors reach for the bifrequency representation called Cyclic Spectral Coherence map (CSC), that can reveal modulation spectra related to different carrier frequencies. To analyze such representation, Nonnegative Matrix Factorization (NMF) is used for differentiation of spectra that are connected to different processes occurring within the signal [911].
1.1. Object of interest
The studied machine is a gas compressor of a type Dresser Rand CVIP, that has been already studied by Barszcz et al. [12]. The key issue is that vibration signals generated by the compressor contain a number of external disturbances, the most influential being the pistonrelated and valve related ones. It has been discovered that the analyzed signal has been recorded when the bearing inner ring has been severely defected in one of the main shaft bearings. Details including the SOI parameters are presented in Table 1.
Table 1. Machinerelated frequencies
Parameter

Frequency [Hz]

Sampling frequency

24000

Shaft speed

12.35

BPFI

127.9

Impulses at the rate of approximately 12.35 Hz are observable. They reveal themselves directly on the DFT spectrum, dominating its lowfrequency part (up to about 3 kHz), while the further part of the spectrum appears to be a noiselike behavior. Since the 12.35 Hz is the rotational speed, it is obvious that the main impulsive component is piston and valverelated. Bearing fault related impacts are not detectable on the spectrum.
2. Methodology
In this section the presented methodology is described. Firstly Cyclic Spectral Coherence map is calculated for raw input data, which is then provided to Nonnegative Matrix Factorization algorithm for selector bank definition. When selectors are defined, they are used as ordinary filters used to filter the original signal. Filtration with each of the filters outputs one of the signal components. General flowchart of the procedure is presented in Fig. 1.
Fig. 1. Flowchart of proposed procedure
2.1. Cyclic spectral coherence
In signals coming from rotating machinery for each carrier frequency different modulation frequencies can arise. Hence, bifrequency method should be used in such analysis. In order to describe this effect Antoni in 2007 introduced the spectral coherence (SC) [13]. Let us remind the cyclic power spectrum (CPS) ${S}_{X}(f;\alpha )$ of the signal $x$:
where ${\mathcal{F}}_{\mathbf{x},L}\left(f\right)$ is Fourier transform of the signal $x$ calculated on interval of length $L$. According to Eq. ((1)) the CPS describes dependence of the spectral components being apart by given modulation frequency $\alpha $ for carrier frequency $f$. Obviously, the cyclostationary signal is expected to reveal $\left{S}_{X}(f;\alpha )\right>0$ for modulation frequency $\alpha \ne 0$. Given the definition of CPS, the formula for SC can be defined [13]:
Obtained statistic is normalized. Therefore, SC quantifies the spectral cyclic autocorrelation of the signal. Indeed, when ${\left{\gamma}_{X}(f;\alpha )\right}^{2}$ is close to one then signal reveals the cyclostationarity property at carrier frequency f with modulation period equal to $T=1/\alpha $. According to Eq. ((2)) the estimation of SC can be directly performed with estimator of CPS. Namely, the estimator of SC is given by formula:
where ${\widehat{S}}_{X}(f;\alpha )$ is an estimator of the CPS.
2.2. NMF
Nonnegative Matrix Factorization has been selected as separation method. Thanks to general inherent clustering properties of NMFtype algorithms such method can be used to aggregate different types of behavior within the analyzed matrix into separate classes. Presented methodology uses classic NMF with Euclidean objective function and multiplicative update rule [14].
3. Application to real data
Fig. 2 illustrates a short section of vibration measurement that has been used for analysis. As a first step, CSC map has been calculated for full Nyquist range and up to 300 Hz of modulating frequency, with the 128sample Hamming window, 110sample overlap and 256 FFT points (see Fig. 3).
After that the map has been provided to NMF algorithm that recognized different spectral signatures of the desired components (see Fig. 4).
Fig. 2. Raw vibration data
Fig. 3. Cyclic spectral coherence map
Fig. 4. Construction of filter bank using NMF base matrix
Input signal has been then filtered with both of the spectral signatures to produce two output signals, each dominantly carrying one of regarded cyclic components.
While time series of obtained components reveal impulsive components much more clearly than the original signal (Fig. 5(a)), their regarded periodicity is most pronounced in the envelope modulation spectra (Fig. 5(b)). First cluster reveals desired information about bearing fault cycle recognized as 127.8 Hz for the fundamental modulating frequency, and second cluster presents expected shaft cycle with fundamental modulating frequency recognized as 12.45 Hz, which corresponds perfectly with theoretical frequencies calculated based on machine kinematics, down to FFT sample precision.
Fig. 5. Results of method operation: a) extracted time series, b) corresponding envelope spectra
a)
b)
4. Conclusions
In presented article authors focused on the problem of fault frequency component identification in vibration data from gas compressor. Cyclic Spectral Density map is used as multidimensional signal representation, and it is used for informative frequency band identification performed further by classic Nonnegative Matrix Factorization algorithm. One of the matrices provided by NMF, called base matrix, is used as a filter bank for raw signal filtration. In opposition to classical methods of frequency or timefrequency analysis, presented algorithm was able to pinpoint the fault frequency connected to the bearing operation, which was difficult to recognize in the original signal. Further research will be focused on enhancing the performance of NMF algorithm by algebraic preprocessing of the CSC map, that is expected to improve the conditioning properties of spectral signatures distinction.
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